Unclaimed
James Stahlnecker is a financial professional with experience in the securities industry. James has been with Bofa Securities, Inc. since May 2019. Prior to that, James was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated from September 2017 until May 2019. James holds the Series 99 and SIE licenses. James specializes in research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
09/16/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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