Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames J Quinlan is a financial advisor at Commonwealth Financial Network. James has been working in the financial services industry for over 20 years. He holds Series 6, 7, 24, 63, and 65 licenses and is registered in numerous states. In addition to his work as a financial advisor, James is also the owner and president of S-Corp, Top Hat Advisory Services, Inc. James provides financial planning, portfolio management, and investment advisory services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
01/13/2014 - Present
Commonwealth Financial Network (PLYMOUTH MA)
MA
02/23/2010 - 12/19/2013
LPL FINANCIAL LLC (PLYMOUTH MA)
MA
11/17/2009 - 02/08/2010
TD WEALTH MANAGEMENT SERVICES INC. (PLYMOUTH MA)
MA
09/13/2007 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (PLYMOUTH MA)
MA
05/09/2006 - 09/19/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (BRIDGEWATER MA)
MA
08/28/2001 - 04/28/2006
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
08/04/2000 - 08/16/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 01/22/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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