Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Morin has been in the financial services industry since March 6, 2005. Currently, James is registered with Fidelity Brokerage Services LLC in Merrimack, New Hampshire. Prior to joining Fidelity Brokerage Services LLC, James has worked with other firms including: Fidelity Brokerage Services LLC in Smithfield, Rhode Island; Fidelity Brokerage Services LLC in Merrimack, New Hampshire; and National Financial Services LLC in Boston, Massachusetts. James holds the Series 7, Series 63 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
08/30/2024 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
06/12/2012 - 11/15/2022
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
RI
03/13/1998 - 03/26/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
08/08/2000 - 08/22/2003
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BOTH
Issued 08/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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