Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McSwiggan is a registered representative with Integral Wealth Securities LLC, based in New York, NY. James is a licensed securities professional who holds a Series 7, Series 63 and SIE licenses. Prior to joining Integral Wealth Securities LLC, James was employed by CV Brokerage, Inc in Williamstown, NJ and Bedminster Financial Group, Limited in Holicong, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/04/2019 - Present
Integral Wealth Securities LLC (NEW YORK NY)
NJ
07/07/2015 - 10/04/2018
CV BROKERAGE, INC (WILLIAMSTOWN NJ)
PA
10/10/2013 - 12/05/2014
BEDMINSTER FINANCIAL GROUP, LIMITED (HOLICONG PA)
BC
Issued 10/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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