Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kingsley is a financial advisor with Tradeup Securities, Inc., a broker-dealer firm headquartered in Roseland, New Jersey. James has been in the industry since 2010 and is registered in New Jersey and New York. James holds the Series 7, Series 63, and SIE licenses. James has previous experience with Virtu Americas LLC and Virtu ITG LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/28/2021 - Present
Tradeup Securities, Inc. (ROSELAND NJ)
NY
05/30/2019 - 01/04/2021
VIRTU AMERICAS LLC (New York NY)
NY
08/17/2015 - 08/03/2020
VIRTU ITG LLC (NEW YORK NY)
NY
05/17/2010 - 09/04/2015
INSTINET, LLC (NEW YORK NY)
BC
Issued 07/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
New York Stock Exchange
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