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James J Kenney

Northwestern Mutual Investment Services, LLC

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About James J Kenney

James Kenney is a financial advisor with Northwestern Mutual Investment Services, LLC in Albany, New York. James has been working in the financial industry since March 14, 2000, and has extensive experience in providing financial advice. James is licensed in multiple states across the U.S. Kenney is a registered representative of Northwestern Mutual and holds multiple licenses and certifications, including Series 6, 7, 63, and 66. In addition to financial planning, James also provides investment research and referrals to other advisors. James is passionate about helping clients achieve their financial goals and has a strong commitment to providing personalized service.

Firm Information

James Kenney is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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James Kenney’s Registration & Firm History

NY

03/15/2000 - Present

Northwestern Mutual Investment Services, LLC (Albany NY)

WI

03/15/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 01/21/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/27/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2004

Series 7 - General Securities Representative Examination

BC

Issued 03/14/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James J Kenney.
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