linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James J Kennedy

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James J Kennedy

James Kennedy is a financial professional with Northwestern Mutual Investment Services, LLC based in Albany, New York. James Kennedy is a registered representative with 8 years of experience in the industry. His previous experience includes roles with Purshe Kaplan Sterling Investments, American Portfolios Financial Services, Inc., Wells Fargo Clearing Services, LLC, and Goldman Sachs & Co. LLC. James has passed the Series 7, Series 66, and SIE exams. James is also a registered investment advisor representative in New York. James is committed to providing clients with personalized financial guidance and investment strategies that meet their individual needs.

Firm Information

James Kennedy is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Kennedy’s Registration & Firm History

NY

07/03/2024 - Present

Northwestern Mutual Investment Services, LLC (Albany NY)

NY

01/10/2022 - 04/25/2024

PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)

NY

01/13/2021 - 10/06/2021

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Albany NY)

NY

07/11/2018 - 11/13/2020

WELLS FARGO CLEARING SERVICES, LLC (ALBANY NY)

NY

10/06/2016 - 03/07/2018

GOLDMAN SACHS & CO. LLC (LATHAM NY)

Not sure if James J Kennedy is right for you?

Licenses & Designations

BOTH

Issued 11/21/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James J Kennedy.
Not sure if James J Kennedy is right for you?