Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames J. Karabas is a financial advisor who has been in the industry since 1984. James is currently registered with Embree Financial Group in Chicago, Illinois. James has a wide range of experience, having previously worked with firms such as Waddell & Reed, Vestor Capital Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential-Bache Securities Inc., Oppenheimer & Co., Inc., and PaineWebber Incorporated. James is a Certified Financial Planner and specializes in Financial Planning, Pension Consulting, and Portfolio Management for Individuals and Businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
03/04/2016 - Present
Embree Financial Group (CHICAGO IL)
IL
09/27/2013 - 01/11/2016
WADDELL & REED (SCHAUMBURG IL)
IL
09/12/2006 - 04/01/2013
VESTOR CAPITAL SECURITIES, LLC (CHICAGO IL)
IL
01/29/1988 - 09/11/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NA
05/07/1986 - 03/28/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
05/07/1985 - 05/12/1986
OPPENHEIMER & CO., INC.
NA
08/21/1984 - 05/29/1985
PAINEWEBBER INCORPORATED
IA
Issued 07/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/11/2016
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 11/14/1986
Series 5 - Interest Rate Options Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
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