Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Feeney is a financial advisor with over 30 years of experience in the industry. James is currently registered with Citigroup Global Markets Inc., where James has been employed since January 2022. Prior to that, James was with Wells Fargo Clearing Services, LLC, from July 2021 until January 2022. James also has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated, among other firms. James specializes in providing investment advice to individuals, businesses, and high-net-worth clients. James is a licensed securities representative and holds the Series 7, Series 24, Series 27, Series 31, Series 55, Series 57TO, and Series 63 licenses. James is also registered as an investment advisor representative in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
04/07/2022 - Present
Citigroup Global Markets Inc. (Jersey City NJ)
NJ
07/28/2021 - 01/10/2022
WELLS FARGO CLEARING SERVICES, LLC (SUMMIT NJ)
NJ
11/06/2013 - 07/12/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
03/02/2011 - 10/04/2013
T.R. WINSTON & COMPANY, LLC (METUCHEN NJ)
NY
06/01/2009 - 02/25/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
07/05/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
09/10/1991 - 06/26/2007
KEANE SECURITIES CO., INC. (NEW YORK NY)
NY
08/01/1991 - 08/14/1991
EAGLE FINANCIAL GROUP, INC. (NEW YORK NY)
NY
11/27/1990 - 08/07/1991
JESUP & LAMONT SECURITIES CO., INC. (NEW YORK CITY NY)
NY
04/16/1990 - 11/28/1990
SECURITIES SETTLEMENT CORPORATION (ISLIP NY)
NA
09/15/1988 - 01/15/1990
JESUP & LAMONT, INCORPORATED
NA
12/14/1987 - 08/10/1988
ROBB PECK MCCOOEY CLEARING CORPORATION
NA
10/14/1987 - 12/22/1987
SHATKIN-LEE SECURITIES CO.
NA
08/20/1985 - 09/08/1987
HAAS SECURITIES CORPORATION
NA
08/20/1985 - 11/18/1985
JOSEPHTHAL & CO., INCORPORATED
BOTH
Issued 07/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/18/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 02/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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