Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Deats is a registered investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC. James has been in the financial industry since 2005 and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BOFA Securities, Inc. James is a licensed general securities principal and investment advisor representative. James holds the Series 4, 7, 10, 24, 27, 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
FL
11/27/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Jacksonville FL)
FL
10/09/2018 - 10/19/2023
BOFA SECURITIES, INC. (JACKSONVILLE FL)
FL
01/25/2005 - 10/19/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 06/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/15/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Deats is the right advisor for you? Invested Better is here to help.
