Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames J. Bracken is a financial professional with over 15 years of experience in the industry. James is currently registered with Alliancebernstein Investments, Inc. and Sanford C. Bernstein & CO., LLC. James is a Series 7, 63, and SIE licensed professional. James holds a Series 6 license as well. James previously worked at Alliancebernstein Investments, Inc. and AXA Distributors, LLC. James has a broad experience base in the financial services sector, having previously worked for several organizations. James is dedicated to providing his clients with a comprehensive range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
02/12/2020 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
TN
09/03/2010 - 02/26/2014
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NC
07/31/2007 - 06/30/2010
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 08/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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