Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Atwater is a financial professional with over 22 years of experience in the industry. James is currently registered with Principal Securities, Inc. in Arizona. Previously, James was associated with Pruco Securities, LLC., BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION and PFS INVESTMENTS INC.. James holds licenses for Series 6, 63, and 26. James has specialized in providing financial planning, pension consulting, and educational seminars for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AZ
08/23/2023 - Present
Principal Securities, Inc. (PHOENIX AZ)
AZ
03/29/2018 - 08/24/2023
PRUCO SECURITIES, LLC. (Phoenix AZ)
AZ
05/16/2013 - 03/20/2018
BBVA SECURITIES INC. (PHOENIX AZ)
AZ
10/03/2008 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (YOUNGTOWN AZ)
AZ
07/06/2005 - 03/20/2008
CHASE INVESTMENT SERVICES CORP. (QUEEN CREEK AZ)
IL
11/17/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
GA
01/01/2001 - 11/18/2004
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 08/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Atwater is the right advisor for you? Invested Better is here to help.
