Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Isaac Williams is a financial advisor who has been in the industry since 2011. James is currently registered with Cetera Investment Advisers LLC and has been with the firm since August 2014. James holds a Series 7 license and a Series 66 license. James specializes in financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. James has a total of 19 client accounts and has over $20,000,000 in regulatory assets under management. James has been registered with the following states: Alabama, Arizona, Colorado, Florida, Georgia, Indiana, Kentucky, Louisiana, Massachusetts, Minnesota, Mississippi, Montana, North Carolina, Ohio, South Carolina, Tennessee, Texas. James has a history of working with various companies including Regions Bank and Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TN
01/24/2023 - Present
Cetera Investment Advisers LLC (SHELBYVILLE TN)
TN
11/17/2011 - 08/20/2014
EDWARD JONES (LEBANON TN)
BOTH
Issued 12/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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