Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Irving is a registered representative with Finalis Securities LLC and has been in the financial services industry since 2024. James is currently registered in 7 states and holds the Series 3, Series 63, SIE, and Series 82TO licenses. James has a branch office in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/05/2024 - Present
Finalis Securities LLC (New York NY)
BC
Issued 07/10/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 06/05/2024
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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