Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Applewhite is a registered investment advisor representative with Truist Advisory Services, INC. James has been in the financial services industry since 1984. Prior to joining Truist Advisory Services, INC., James worked at BB&T Securities, LLC., Scott & Stringfellow, LLC., and Wells Fargo Advisors, LLC. James has a Series 6, 7 and 63 licenses. James also holds a Series 65 license and is registered as an investment advisor representative in North Carolina and Texas. James has been in the financial services industry for 39 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Personalized portfolio management to meet individual financial objectives.
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Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/15/2021 - Present
Truist Advisory Services, Inc. (RALEIGH NC)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
11/08/2012 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RALEIGH NC)
NC
10/01/2000 - 11/13/2012
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
NC
02/07/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
FL
05/01/1991 - 02/10/1994
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
CA
12/07/1989 - 04/29/1991
FN INVESTMENT CENTER (SACRAMENTO CA)
NC
08/04/1989 - 10/02/1989
PLANNED MANAGEMENT COMPANY (CHARLOTTE NC)
MA
01/21/1988 - 04/12/1989
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
NA
07/25/1985 - 04/12/1989
SPEAR INVESTMENT SERVICES, INC.
NA
11/14/1983 - 07/09/1985
FIRST INVESTORS CORPORATION
IA
Issued 9/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 11/11/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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