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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ignatius Pfizenmayer has been working in the financial services industry since July 1991. James Pfizenmayer is currently registered with Morgan Stanley. James Pfizenmayer has held previous positions at CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC. and PRINCOR FINANCIAL SERVICES CORPORATION. James Pfizenmayer is currently registered in PA, TX and has passed several industry exams including Series 6, Series 7, Series 31, Series 63, Series 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
02/14/2011 - Present
Morgan Stanley (West Conshohocken PA)
PA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
NY
07/10/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
08/01/1991 - 08/07/1992
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 07/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/08/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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