Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Plantholt is a financial advisor with Raymond James Financial Services Advisors, Inc. James has been in the industry since June 2015 and holds Series 6, 7, 63 and 66 licenses as well as the SIE. James is also a member of the Army National Guard and is an Associate/Employee of Planned Results Inc. James has experience working with individuals, high-net-worth individuals, corporations, businesses, charitable organizations, insurance companies, pension and profit-sharing plans, banking or thrift institutions and state or municipal government entities. James provides a range of services including financial planning, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
06/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (Syracuse NY)
NY
06/17/2019 - 05/13/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UTICA NY)
NY
01/12/2016 - 06/14/2019
CITIZENS SECURITIES, INC. (FAYETTEVILLE NY)
MA
02/05/2015 - 10/12/2015
CITIZENS SECURITIES, INC. (CHESTNUT HILL MA)
BOTH
Issued 4/2/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/5/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/16/2018
Series 7 - General Securities Representative Examination
BC
Issued 2/5/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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