Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Michael McWilliams is a registered representative with Osaic Wealth, INC. James has been in the securities industry since 1988. James is currently registered with the state of New York as an investment advisor representative and has a Series 7, Series 63, and SIE license. James also has a Certified Financial Planner designation. James provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. James has been with Osaic Wealth, INC. since 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/26/2021 - Present
Osaic Wealth, Inc. (GARDEN CITY NY)
NY
06/18/1990 - 06/15/1998
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NA
11/25/1987 - 06/28/1990
GLOBAL CAPITAL SECURITIES, INC.
NY
10/26/1989 - 06/22/1990
DUNHILL EQUITIES, INC. (GARDEN CITY NY)
BC
Issued 11/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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