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James Ian Moore

Jonestrading

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About James Ian Moore

James Moore is a financial advisor with Jonestrading. James has been in the industry since August 28, 2024. James is registered with FINRA and holds the Series 7 and Series 66 licenses. James is currently licensed in Colorado and Florida. James has been with Jonestrading since August 29, 2024.

Firm Information

James Moore is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Moore’s Registration & Firm History

SC

08/29/2024 - Present

Jonestrading (Daniel Island SC)

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Licenses & Designations

BC

Issued 08/28/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/22/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Ian Moore.
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