Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McColm is a financial advisor in Houston, Texas. James has been in the financial industry since March 23, 2016. James is currently registered with Valic Financial Advisors, Inc. and previously worked with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, JACKSON NATIONAL LIFE DISTRIBUTORS LLC, and UBS FINANCIAL SERVICES INC.. James has passed the Series 63, 66, 7, 24, 57, and SIE exams. James specializes in working with individuals, corporations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/08/2021 - Present
Valic Financial Advisors, Inc. (HOUSTON TX)
TX
04/16/2018 - 08/27/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TN
03/23/2017 - 03/23/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NJ
02/18/2016 - 03/21/2017
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 05/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2016
Series 57 - Securities Trader Exam
BC
Issued 02/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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