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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hursel Williams is a financial advisor based in Pleasanton, California. James Williams has been in the industry since 1987 and is currently registered with LPL Financial LLC. James Williams has a broad range of experience, having previously worked with firms such as American Investors Company, Foothill Securities, Inc., Royal Alliance Associates, Inc., Cypress Capital Corporation, Soares Financial Group, Inc., Pruco Securities Corporation, The Prudential Insurance Company of America, American Express Financial Advisors Inc., and Financial Planners Equity Corporation. James Williams specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/26/2023 - Present
LPL Financial LLC (PLEASANTON CA)
CA
03/31/1995 - 07/24/2023
AMERICAN INVESTORS COMPANY (PLEASANTON CA)
CA
01/28/1994 - 04/11/1995
FOOTHILL SECURITIES, INC. (SANTA CLARA CA)
AZ
01/01/1994 - 01/31/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
06/17/1993 - 01/01/1994
CYPRESS CAPITAL CORPORATION
NA
09/09/1992 - 06/22/1993
SOARES FINANCIAL GROUP, INC.
NJ
09/21/1990 - 09/29/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/21/1990 - 09/29/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MN
12/24/1987 - 09/13/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
09/22/1987 - 12/08/1987
FINANCIAL PLANNERS EQUITY CORPORATION
BC
Issued 05/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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