Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hurley is an investment advisor with Morgan Stanley. James has been in the financial services industry since 2002. James is registered with the state of Connecticut and Texas. James holds the Series 66, Series 7, and Series 31 licenses, as well as the SIE. James has prior experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc. and Morgan Stanley DW Inc. James is a financial advisor with Morgan Stanley, which is based in Purchase, NY. The firm has more than 15,700 licensed agents and 22,500 investment advisor representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
03/13/2023 - Present
Morgan Stanley (Ridgefield CT)
CT
10/23/2009 - 10/31/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAIRFIELD CT)
CT
03/03/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FAIRFIELD CT)
CT
07/02/2002 - 03/07/2006
MORGAN STANLEY DW INC. (DARIEN CT)
BOTH
Issued 07/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Hurley is the right advisor for you? Invested Better is here to help.
