Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dryden is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC in Westlake Village, CA. James Dryden has been in the industry since August 13, 1989, and has a Series 7, Series 63, and Series 65 licenses. James Dryden's previous employment includes Deutsche Bank Securities Inc., Vision Investment Services, Inc., Northern Trust Securities, Inc., and BA Investment Services, Inc. James Dryden specializes in working with individuals, businesses, high-net-worth individuals, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/22/2013 - Present
Wells Fargo Advisors Financial Network, LLC (WESTLAKE VILLAGE CA)
CA
06/12/2007 - 03/25/2013
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
02/03/2003 - 06/12/2007
VISION INVESTMENT SERVICES, INC. (LOS ANGELES CA)
CA
12/01/1998 - 06/11/2007
NORTHERN TRUST SECURITIES, INC. (LOS ANGELES CA)
CA
01/04/1997 - 11/30/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
05/30/1992 - 01/09/1995
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
10/17/1990 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
08/20/1987 - 11/13/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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