Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hunter Davis is a financial professional with over 20 years of experience in the industry. Currently, James is registered with BNP Paribas Securities Corp. Prior to joining BNP Paribas Securities Corp., James was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated for almost a decade and before that, James worked for Merrill Lynch Government Securities Inc. James holds a Series 3, Series 7 and Series 63 license and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/10/2018 - Present
BNP Paribas Securities Corp. (SAN FRANCISCO CA)
CA
02/09/2009 - 12/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NY
03/29/2010 - 12/31/2011
MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)
CA
01/30/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
CA
02/09/2009 - 03/06/2009
MERRILL LYNCH GOVERNMENT SECURITIES INC. (SAN FRANCISCO CA)
CA
08/20/2003 - 02/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NY
05/21/2001 - 08/01/2003
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
06/07/1999 - 01/31/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
11/22/1995 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 12/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2003
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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