Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hull Garman is an investment advisor representative with Fidelity Personal And Workplace Advisors. James has been in the industry since 2005, working for various firms including NYLIFE SECURITIES LLC, SCOTTRADE, INC., and TD AMERITRADE, INC. James has a wide range of experience, and is licensed in numerous states. James holds the Series 6, Series 7, Series 63 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
09/22/2020 - Present
Fidelity Personal AND Workplace Advisors (ALPHARETTA GA)
NY
03/08/2018 - 04/28/2020
TD AMERITRADE, INC. (ITHACA NY)
NY
02/17/2016 - 03/08/2018
SCOTTRADE, INC. (ROCHESTER NY)
NY
03/04/2009 - 01/04/2016
NYLIFE SECURITIES LLC (GENEVA NY)
NY
04/29/2005 - 02/12/2009
METLIFE SECURITIES INC. (HAUPPAUGE NY)
NY
04/29/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HAUPPAUGE NY)
BOTH
Issued 02/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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