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James Hughes

Total Investment Management, Inc.

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About James Hughes

James Hughes is a financial advisor with Total Investment Management, Inc. James is a Certified Financial Planner and has been working in the industry since 1992. James has a wide range of experience in providing financial advice, including financial planning, portfolio management, and publication of periodicals. James is also registered with the state of Arizona and has been providing financial advice to individuals and corporations.

Firm Information

James Hughes is currently registered with Total Investment Management, Inc.. Total Investment Management, Inc. is an investment advisor registered with the SEC. Headquartered in Scottsdale, Arizona, the firm provides financial planning, portfolio management for individuals, publication of periodicals, and selection of other advisors. Total Investment Management, Inc. manages over $1.19 billion in regulatory assets under management. The firm primarily serves high-net-worth individuals and individuals other than high-net-worth, with a combined 1,341 clients.
Total Investment Management, Inc.

9383 EAST BAHIA DRIVE

SCOTTSDALE, AZ 85260

$1.20B

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Hughes’s Registration & Firm History

AZ

01/01/2025 - Present

Total Investment Management, Inc. (SCOTTSDALE AZ)

AZ

11/01/2005 - 11/11/2008

INVEST FINANCIAL CORPORATION (SCOTTSDALE AZ)

AZ

10/31/2005 - 11/07/2005

AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)

AZ

12/15/1998 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

SC

06/18/1992 - 10/19/1998

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

CA

05/22/1990 - 06/25/1992

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

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Licenses & Designations

IA

Issued 08/18/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/30/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/17/1992

Series 24 - General Securities Principal Examination

BC

Issued 05/19/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Hughes.
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