Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Whatley is a financial advisor with Raymond James Financial Services Advisors, Inc., working out of the Mount Juliet, TN branch office. James has been in the financial services industry since August 1989. James has a combined 35 years of experience in the securities and investment advisory industries. James holds a Series 6, Series 7, and Series 63 licenses, as well as the SIE exam. James currently provides financial advice to individuals, high-net-worth individuals, corporations or other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
02/04/2021 - Present
Raymond James Financial Services Advisors, Inc. (MOUNT JULIET TN)
WI
09/30/1997 - 10/28/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
AZ
06/28/1995 - 08/15/1996
MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)
NJ
05/02/1988 - 04/19/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/02/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 03/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Whatley is the right advisor for you? Invested Better is here to help.
