linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Hubbard Diffly

BFC Planning, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Hubbard Diffly

James Hubbard Diffly is a financial advisor currently affiliated with BFC Planning, Inc. James has been in the industry since 1985. James has a wide range of experience, having worked at several firms, including UBS Financial Services Inc. and Morgan Stanley DW Inc. James is a registered representative with FINRA and is also licensed to sell securities in several states. James specializes in financial planning, portfolio management, and selection of other advisors.

Firm Information

James Diffly is currently registered with BFC Planning, Inc.. BFC Planning, Inc. is an investment advisory firm headquartered in Cedar Rapids, Iowa. The firm has over 200 investment advisor representatives and manages over $1.8 billion in assets. They provide financial planning, portfolio management for individuals, and selection of other advisors. BFC Planning serves a variety of clients, including individuals, corporations, pension plans, and charitable organizations.
BFC Planning, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$1.84B

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Solicitor fee

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Diffly’s Registration & Firm History

GA

12/15/2016 - Present

BFC Planning, Inc. (Cumming GA)

GA

09/01/2016 - 12/14/2016

SUMMIT BROKERAGE SERVICES, INC. (CUMMING GA)

GA

10/01/2007 - 09/01/2016

VSR FINANCIAL SERVICES, INC. (CUMMING GA)

GA

09/26/2003 - 09/25/2007

UBS FINANCIAL SERVICES INC. (ALPHARETTA GA)

NY

09/08/1992 - 10/13/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

08/20/1985 - 09/23/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if James Hubbard Diffly is right for you?

Licenses & Designations

BC

Issued 09/04/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Hubbard Diffly.
Not sure if James Hubbard Diffly is right for you?