Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McLaughlin is a financial advisor who has been in the industry since 1983. James is currently registered with Raymond James & Associates, Inc. and is licensed to provide financial advice in Florida. James has a wide range of experience in the industry, with previous employment at Equity Services, Inc., Townsley Associates & Company, Inc., New Decade Capital Corp., and First Investors Corporation. James's areas of expertise include financial planning, portfolio management, pension consulting, educational seminars, and selection of other advisors. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/28/1992 - Present
Raymond James & Associates, Inc. (CRYSTAL RIVER FL)
VT
09/06/1990 - 12/31/1992
EQUITY SERVICES, INC. (MONTPELIER VT)
SC
12/24/1985 - 08/15/1990
TOWNSLEY ASSOCIATES & COMPANY, INC. (HILTON HEAD ISLAND SC)
NA
01/18/1985 - 12/16/1985
NEW DECADE CAPITAL CORP.
NA
10/28/1983 - 01/22/1985
FIRST INVESTORS CORPORATION
BC
Issued 09/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 02/14/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/26/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2004
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/29/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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