Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Henry is a financial professional with over 25 years of experience in the industry. James is a Series 7, 24, 63, 79TO and 99TO licensed representative. James is currently registered with The Bank Street Group LLC in Stamford, CT. James was previously employed by DEUTSCHE MORGAN GRENFELL INC. and BEAR, STEARNS & CO. INC. James is registered in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/11/2005 - Present
THE Bank Street Group LLC (STAMFORD CT)
NY
04/24/1997 - 04/25/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
01/16/1996 - 02/25/1997
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
BC
Issued 04/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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