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James Howard Whitcomb

Westbury Group LLC

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About James Howard Whitcomb

James Whitcomb is a financial advisor with Westbury Group LLC, a firm located in Westport, CT. James has been in the financial services industry since 1996 and has a wealth of experience. James holds the Series 7, 63, 24, SIE, and 79TO securities licenses. James is registered in Connecticut, Georgia, and New York. James has previously worked at Chart Group Advisors, LLC, Eureka Capital Markets, LLC, Shattuck Hammond Partners LLC, PricewaterhouseCoopers Securities LLC, NatWest Securities Corporation, and Chase Securities Inc.

Firm Information

James Whitcomb is currently registered with Westbury Group LLC. Westbury Group LLC is a Limited Liability Company formed on November 13, 2003. The firm is registered in 15 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Whitcomb’s Registration & Firm History

CT

12/11/2015 - Present

Westbury Group LLC (WESTPORT CT)

NY

05/16/2014 - 12/10/2015

CHART GROUP ADVISORS, LLC (NEW YORK NY)

NY

04/23/2012 - 05/07/2014

EUREKA CAPITAL MARKETS, LLC (NEW YORK NY)

NY

03/31/2005 - 06/22/2012

CHART GROUP ADVISORS, LLC (NEW YORK NY)

NY

10/12/2001 - 05/29/2003

SHATTUCK HAMMOND PARTNERS LLC (NEW YORK NY)

IL

08/25/1998 - 10/30/2001

PRICEWATERHOUSECOOPERS SECURITIES LLC (CHICAGO IL)

NY

01/31/1997 - 08/04/1998

NATWEST SECURITIES CORPORATION (NEW YORK NY)

NY

06/03/1994 - 09/07/1996

CHASE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Howard Whitcomb.
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