linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Howard Paxton

Lincoln Financial Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Howard Paxton

James Paxton is a financial professional with over 35 years of experience in the financial services industry. James Paxton is currently registered with Lincoln Financial Distributors, Inc. and has previously held positions at JOHN HANCOCK DISTRIBUTORS LLC, SIGNATOR INVESTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. James Paxton holds a Series 6, 7, 22, 26, 63 and 65 licenses and is registered in Arizona and California.

Firm Information

James Paxton is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Paxton’s Registration & Firm History

PA

11/09/2012 - Present

Lincoln Financial Distributors, Inc. (RADNOR PA)

MA

02/03/2010 - 11/02/2012

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

OR

10/14/1985 - 01/15/2010

SIGNATOR INVESTORS, INC. (PORTLAND OR)

MA

11/16/1989 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

Not sure if James Howard Paxton is right for you?

Licenses & Designations

IA

Issued 08/24/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1999

Series 7 - General Securities Representative Examination

BC

Issued 11/04/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/05/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Howard Paxton.
Not sure if James Howard Paxton is right for you?