Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Miller is a financial advisor with over 30 years of experience in the industry. James has a deep understanding of the financial markets and is dedicated to helping clients achieve their financial goals. James is a Certified Financial Planner and holds several industry certifications including the Series 6, 7, and 63 exams. James is currently registered with Lincoln Investment and Capital Analysts. James specializes in providing financial planning, portfolio management, and investment advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
03/25/2021 - Present
Lincoln Investment (Amherst NY)
NY
02/27/2004 - 01/03/2017
LEGEND EQUITIES CORPORATION (GETZVILLE NY)
MA
01/28/1997 - 03/08/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/28/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
01/30/1992 - 12/13/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
01/01/1990 - 01/09/1992
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 05/17/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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