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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Howard Middlesworth is a financial advisor with Cetera Investment Advisers LLC. James has been in the financial services industry for over 30 years. James has experience with a variety of financial products and services, including investment advice, financial planning, and insurance. James is registered with the state of Hawaii as an Investment Advisor Representative. James also holds licenses to provide investment advice in several other states, including California, Colorado, Florida, Kentucky, Nevada, New York, Oregon, Utah, and Washington. James is committed to providing his clients with personalized financial advice that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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HI
06/29/2023 - Present
Cetera Investment Advisers LLC (HONOLULU HI)
HI
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (HONOLULU HI)
HI
09/02/2016 - 11/02/2016
VSR FINANCIAL SERVICES, INC. (HONOLULU HI)
HI
08/17/2009 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (HONOLULU HI)
HI
12/11/2008 - 08/18/2009
AXA ADVISORS, LLC (HONOLULU HI)
HI
10/31/2005 - 12/15/2008
AIG FINANCIAL ADVISORS, INC. (HONOLULU HI)
AZ
05/02/1995 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
01/05/1993 - 05/03/1995
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
01/08/1992 - 12/31/1992
PLANNED INVESTMENTS INC. (ATLANTA GA)
GA
07/30/1990 - 01/15/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 07/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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