Unclaimed
James Elkus is a financial professional with over 10 years of experience in the industry. James has a Series 63, SIE, Series 50, and Series 79 license and is currently registered with Pickwick Capital Partners, LLC. James has previously held positions with ACADEMY SECURITIES, INC. and WELBORN CAPITAL LLC. James is registered in 12 states, including California, Connecticut, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, Montana, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/04/2013 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
02/20/2013 - 01/07/2016
ACADEMY SECURITIES, INC. (New York NY)
NY
07/13/2012 - 12/31/2012
WELBORN CAPITAL LLC (HUDSON NY)
BC
Issued 07/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/12/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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