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James Howard Elkus

Pickwick Capital Partners, LLC

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About James Howard Elkus

James Elkus is a financial professional with over 10 years of experience in the industry. James has a Series 63, SIE, Series 50, and Series 79 license and is currently registered with Pickwick Capital Partners, LLC. James has previously held positions with ACADEMY SECURITIES, INC. and WELBORN CAPITAL LLC. James is registered in 12 states, including California, Connecticut, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, Montana, New York, Pennsylvania, and Texas.

Firm Information

James Elkus is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Elkus’s Registration & Firm History

NY

02/04/2013 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

02/20/2013 - 01/07/2016

ACADEMY SECURITIES, INC. (New York NY)

NY

07/13/2012 - 12/31/2012

WELBORN CAPITAL LLC (HUDSON NY)

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Licenses & Designations

BC

Issued 07/19/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 07/12/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Howard Elkus.
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