Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Crangle is a financial professional with over 30 years of experience in the securities industry. James has a wide range of experience across several firms including B. Riley Securities, Fifth Third Securities, Amherst Pierpont, and Jefferies & Company, Inc. James currently works at Loop Capital Markets LLC where he is a registered representative, holding a Series 7, 52TO, 24, and 53 licenses. James specializes in providing a variety of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
02/08/2023 - Present
Loop Capital Markets LLC (NEW YORK NY)
NY
08/17/2022 - 01/03/2023
B. RILEY SECURITIES, INC. (NEW YORK NY)
NY
03/04/2020 - 08/15/2022
FIFTH THIRD SECURITIES, INC. (NEW YORK NY)
NY
11/13/2012 - 03/04/2020
AMHERST PIERPONT (NEW YORK NY)
NY
07/27/2011 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
11/01/2004 - 07/08/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
08/30/2004 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
NY
07/07/2004 - 09/08/2004
MAXCOR FINANCIAL INC. (NEW YORK NY)
MA
03/04/1994 - 06/29/2004
BOSTON INSTITUTIONAL SERVICES INCORPORATED (BOSTON MA)
NY
08/26/1992 - 03/08/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
BC
Issued 07/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/06/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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