Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Clingham is a financial advisor with BNP Paribas Securities Corp. based in New York, NY. James is a registered representative with over 20 years of experience in the financial services industry. James has a broad range of experience in investments and financial planning. James has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/27/2023 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
12/14/2018 - 02/17/2023
WELLS FARGO SECURITIES, LLC (New York NY)
NY
02/06/2017 - 12/11/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/07/2009 - 01/05/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/09/2005 - 12/09/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
03/01/2002 - 09/06/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
10/25/2001 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
BC
Issued 11/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2020
Series 4 - Registered Options Principal Examination
BC
Issued 12/13/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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