Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Houssiere Dupuis is a financial advisor registered with LPL Financial LLC, based in Lafayette, Louisiana. James has been in the financial industry since 2001 and has experience in providing investment advice and services. He holds Series 7 and 63 licenses as well as the Securities Industry Essentials Exam, and has been licensed as an investment advisor in Louisiana, Mississippi, Texas, New York, California, and Florida. James is also an active business owner of several businesses, including NGE Compressor Services, LLC, James H Dupuis, CPA, and Cornerstone Financial Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
02/06/2013 - Present
LPL Financial LLC (LAFAYETTE LA)
LA
01/18/2001 - 09/08/2009
MUTUAL SERVICE CORPORATION (LAFAYETTE LA)
BC
Issued 02/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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