Unclaimed
James McGovern is a financial advisor with over 35 years of experience in the industry. He has been registered with Lincoln Investment and Capital Analysts since 2012. James McGovern is a Certified Financial Planner and holds a Series 6, 7, 22, 24, and 63 license. James McGovern provides financial planning services to individuals, businesses, and corporations. James McGovern also provides portfolio management services for individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/01/2012 - Present
Lincoln Investment (DOWNERS GROVE IL)
IL
04/23/1985 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (DOWNERS GROVE IL)
NA
02/06/1985 - 05/31/1985
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 12/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/05/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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