Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hopkins Todd has been in the financial services industry since December 4, 1977. James currently works with LPL Financial LLC and has been registered with them since May 15, 2000. James holds licenses including Series 66, Series 63, Series 24, Series 4 and Series 7. James is registered with the following states: Arizona, California, Colorado, Idaho, Maryland, Michigan, Nevada, New Jersey, North Dakota, Utah and Washington. James specializes in providing financial advice for various client types including Individuals, Businesses, Pension Plans, Trusts and Charitable Organizations. James has prior experience with KEMPER SECURITIES GROUP, INC. and BOETTCHER & COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
05/15/2000 - Present
LPL Financial LLC (CENTERVILLE UT)
MO
09/04/1990 - 01/10/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
12/05/1977 - 09/04/1990
BOETTCHER & COMPANY, INC.
BOTH
Issued 05/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/1982
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1981
Series 5 - Interest Rate Options Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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