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James Holden

EP Wealth Advisors

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About James Holden

James Holden is an investment advisor representative with EP Wealth Advisors. James has been in the financial services industry since 2017. James has a Series 66, Series 7, and SIE license. James has previously worked at Morgan Stanley, UBS Financial Services Inc., and Stifel, Nicolaus & Company, Incorporated. James Holden works with individuals, high-net-worth individuals, corporations, charitable organizations, and retirement plans. James is a member of the FINRA and the state of California.

Firm Information

James Holden is currently registered with EP Wealth Advisors. EP Wealth Advisors is an investment advisory firm headquartered in Torrance, CA. The firm manages over $22 billion in assets for a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension plans. EP Wealth Advisors provides a range of services, including financial planning, portfolio management, retirement plan advisory services, and tax preparation. The firm also participates in wrap fee programs.
EP Wealth Advisors

21535 HAWTHORNE BLVD

TORRANCE, CA 90503

$22.32B

Assets Under Management

Not reported

Total Clients

192

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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retirement plan advisory services & tax preparation services

Retirement plan advisory services & tax preparation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Holden’s Registration & Firm History

CA

02/12/2025 - Present

EP Wealth Advisors (TORRANCE CA)

CA

08/26/2019 - 12/22/2021

MORGAN STANLEY (Los Angeles CA)

CA

12/26/2018 - 08/02/2019

UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)

CA

08/11/2017 - 12/13/2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 10/07/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Holden.
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