Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Clark is a financial advisor with ING Financial Markets LLC. James has been in the industry since January 1, 2020 and has experience with a variety of investment products and services. James is registered with FINRA and holds the Series 63, Series 79TO and SIE licenses. James has been registered in Texas, Louisiana, New York, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/22/2024 - Present
ING Financial Markets LLC (NEW YORK NY)
TX
01/24/2022 - 07/09/2024
SG AMERICAS SECURITIES, LLC (HOUSTON TX)
TX
11/11/2019 - 12/14/2021
CIBC WORLD MARKETS CORP. (Houston TX)
BC
Issued 03/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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