Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hilliard Polk is a registered representative with Commerce Street Capital, LLC, a firm headquartered in Dallas, Texas. He is currently licensed in New Mexico, Oklahoma and Texas. James has been in the financial services industry since 1994 and has held various positions at SAMCO Capital Markets, Inc., Penson Financial Services, Inc., Potomac Capital Markets, LLC and IFG Network Securities, Inc. James has passed the Series 7, 24, 63, 79TO and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/01/2007 - Present
Commerce Street Capital, LLC (DALLAS TX)
TX
05/19/2006 - 11/28/2007
SAMCO CAPITAL MARKETS, INC. (AUSTIN TX)
TX
06/10/2005 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
MD
04/21/2003 - 07/26/2005
POTOMAC CAPITAL MARKETS, LLC (MIDDLETOWN MD)
GA
06/28/1999 - 10/21/2002
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NM
05/21/1992 - 07/21/1997
SECURITY CAPITAL MARKETS GROUP INCORPORATED (SANTA FE NM)
BC
Issued 09/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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