Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hideki Murphy is a financial advisor registered in California. James is currently employed with Purshe Kaplan Sterling Investments, a firm with a BC Scope of Active and an IA Scope of Not in Scope. Before that, James worked for Sanctuary Securities LLC and Morgan Stanley Smith Barney. James is a Series 66, Series 7 and SIE license holder. James has a professional experience of over 10 years in the financial industry. James is currently registered with the firm at the Los Altos, CA branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/27/2018 - Present
Purshe Kaplan Sterling Investments (Los Altos CA)
CA
03/12/2012 - 05/05/2017
SANCTUARY SECURITIES LLC (Portola Valley CA)
CA
06/01/2009 - 03/06/2012
MORGAN STANLEY SMITH BARNEY (MENLO PARK CA)
CA
06/26/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
BOTH
Issued 01/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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