Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hickey is a securities professional in the state of Texas. James is registered with Houlihan Lokey Capital, Inc. and has been in the securities industry since May 3, 2024. James holds Series 63, 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/04/2024 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
BC
Issued 05/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/19/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure James Hickey is the right advisor for you? Invested Better is here to help.
