Unclaimed
James Hesburgh is a financial advisor with Wells Fargo Securities, LLC. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 79TO, Series 63, and SIE licenses. James has been in the industry since 2019 and is licensed in 53 states and the District of Columbia. James is committed to providing clients with comprehensive financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/13/2019 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 09/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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