Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Herman Vandiver is a financial advisor with Empower Advisory Group, LLC in Greenwood Village, Colorado. James has been in the financial services industry since 2010 and holds Series 6, 7, 63, 66, and SIE licenses. James has a background in providing financial planning and portfolio management services for individuals. James has previously worked with LPL Financial LLC and Edward Jones. James is registered as an Investment Advisor Representative in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/25/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
IL
01/10/2014 - 06/03/2021
LPL FINANCIAL LLC (WINFIELD IL)
IL
02/25/2011 - 12/24/2013
EDWARD JONES (WINFIELD IL)
IL
10/13/2010 - 03/03/2011
CHASE INVESTMENT SERVICES CORP. (WINFIELD IL)
IL
01/27/2010 - 08/26/2010
WORLD GROUP SECURITIES, INC. (OAK BROOK IL)
IL
12/14/2007 - 06/03/2008
QA3 FINANCIAL CORP. (GENEVA IL)
OH
11/12/2004 - 08/23/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 03/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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