Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Herman Duren is a financial advisor at Osaic Wealth, Inc. James has been in the financial industry since 1972 and has experience in both investment advisory and brokerage services. James has a wide range of experience, including working with individuals, businesses, trusts, estates, and retirement plans. James holds both Series 63 and Series 66 licenses, and is also a Registered Principal. James is committed to providing personalized financial planning and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/04/2024 - Present
Osaic Wealth, Inc. (TUSCALOOSA AL)
AL
10/31/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (TUSCALOOSA AL)
AL
10/01/2002 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (TUSCALOOSA AL)
TX
02/14/1973 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NA
01/17/1982 - 02/25/1985
PEBSCO SECURITIES CORP.
NA
04/18/1972 - 02/07/1977
TRAVELERS EQUITIES SALES, INC.
BOTH
Issued 05/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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