Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Herbert Hoeflinger is a financial advisor currently registered with Principal Securities, Inc. based in Downers Grove, IL. James has been working in the financial services industry since 1990. James is licensed to provide financial advice in several states, including Arizona, California, Florida, Illinois, Indiana, Kansas, Maryland, North Carolina, Texas, and Wisconsin. James's specializations include retirement planning, college planning, insurance, investment management, and financial planning. James also has experience working with a variety of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IL
06/10/2009 - Present
Principal Securities, Inc. (DOWNERS GROVE IL)
IL
07/18/2005 - 06/05/2009
PARK AVENUE SECURITIES LLC (DOWNERS GROVE IL)
MA
03/01/1990 - 07/05/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/01/1990 - 07/05/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 12/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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