Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Herbert Forcella is a financial advisor with over 40 years of experience in the industry. James is registered with LPL Financial LLC in California and Texas. Previously, James was registered with VALIC Financial Advisors, INC., LINSCO/PRIVATE LEDGER CORP., GATEWAY INVESTMENT SERVICES, INC., AMERICAN GENERAL FINANCIAL ADVISORS, INC., and THE VARIABLE ANNUITY MARKETING COMPANY. James holds the Series 6, 7, 24, 63, and 65 licenses and has earned the Certified Financial Planner designation. James specializes in portfolio management for individuals and businesses, as well as financial planning and pension consulting. James also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/11/2007 - Present
LPL Financial LLC (REDDING CA)
CA
01/08/2002 - 09/11/2006
VALIC FINANCIAL ADVISORS, INC. (REDDING CA)
SC
04/03/2000 - 01/09/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IL
07/15/1999 - 04/04/2000
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
TX
11/10/1997 - 03/31/2000
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
02/08/1983 - 03/31/2000
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IA
Issued 08/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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